Santander Bank, NA BSA/AML Compl Testing Analyst in Dorchester, Massachusetts
BSA/AML Compl Testing Analyst - 1802708
The incumbent candidate will work as a BSA/AML/OFAC Compliance Testing senior analyst as part of a team responsible for testing all BSA/AML and OFAC processes and internal controls both within the Financial Intelligence Unit and across all of SBNA. The analyst’s responsibilities will include sampling, testing, and reporting BSA/AML/OFAC Compliance testing results to management to ensure that SBNA’s BSA/AML and OFAC program is in compliance with Regulatory Requirements, Policy and Procedures.
Execute, and document properly designed BSA/AML/OFAC compliance tests using appropriate sampling methods and testing processes.
Updates test plans to ensure compliance with applicable BSA/AML/OFAC laws and regulations as well as operational policies and procedures.
Identify and escalate potential concerns and control issues, determine the root cause of issues, and document findings.
Assists in the ongoing prioritization of tests within the annual test plan.
Responsible for accurate work papers and their entry into the Work Paper Database.
Tracks and creates reports of issues identified during BSA/AML/OFAC testing reviews.
Bachelors Degree or Equivalent.
Minimum of 2 years of BSA/AML and OFAC experience.
Minimum of 2 years of compliance testing or internal audit testing experience at a Large US Bank or similar financial services institution covering BSA/AML/OFAC.
Strong verbal and written communication skills.
Strong PC skills including Excel, PowerPoint and Process Flow Creation.
Ability to gather and process statistical data in order to forecast team workflow requirements.
Ability to maintain attention to detail and accuracy of test plans, testing results, follow-up discussions with management, often under pressure situations; as well as all work papers.
Motivated, team-oriented, and able to work independently.
Job : Investigations
Primary Location : Massachusetts-Dorchester
Organization : CRO (8855)
Schedule : Full-time
Job Posting : May 4, 2018, 1:23:22 PM
AN EQUAL OPPORTUNITY EMPLOYER M/F/Vet/Disabled/SO